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Municipal Securities Rulemaking Board
Results: 1131

#	Item
331	Session Five: Considering Best Practices and Principles for Improving Disclosure in the California Market Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:31:27 Municipal Securities Rulemaking Board Stock market Finance Investment U.S. Securities and Exchange Commission Bond Financial adviser Security The Bond Buyer Financial economics Economics Business
332	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-06 16:25:16 Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Government
333	CDIAC Webinar Transcript Regulatory Update: The Municipal Advisory Rules and Their Effect on Public Investments June 23, 2014 (Editor’s Note: This transcript has been prepared by California Debt and Investment Advisory Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:33:25 Investment Municipal Securities Rulemaking Board Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor Advice Bond Underwriting Collective investment scheme Financial economics Finance Economics
334	Agenda, March 18-19, 2014 Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:31:37 Economics Municipal Securities Rulemaking Board Municipal bond U.S. Securities and Exchange Commission Security Financial economics Bond Stock market Financial regulation Electronic Municipal Market Access
335	Date of Event: December 07, 2010 Play recording Duration of Recording: 3 hrs 35 min. Transcript: Field Hearing On The State Of The Municipal Securities Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-01-31 13:57:41 Self-regulatory organizations United States securities law Securities Stock market Municipal Securities Rulemaking Board Financial markets Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Tower Amendment Financial economics Financial system Finance
336	Session Four: The Fiduciary Obligations of Financial Advisors Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:31:27 Fiduciary Financial adviser Self-regulatory organization Duty of loyalty 9 Law Municipal Securities Rulemaking Board Finance
337	STATE OF TENNESSEE DEPARTMENT OF FINANCE AND ADMINISTRATION DIVISION OF ACCOUNTS 312 ROSA L. PARKS AVENUE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-13 09:21:33 Economic policy Comprehensive annual financial report Political corruption Political economy Government Finance Officers Association Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Electronic Municipal Market Access Generally Accepted Accounting Principles Public finance Economy of the United States Accountancy
338	UBS Financial Services Inc[removed]Avenue of the Americas New York, NY[removed]Tel[removed]Fax[removed]Terry L. Atkinson Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-08 12:05:50 U.S. Securities and Exchange Commission UBS Financial regulation Investment Municipal Securities Rulemaking Board Financial economics
339	Microsoft Word - lpsandor3525 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-01 15:12:25 Financial economics U.S. Securities and Exchange Commission United States administrative law Dodd–Frank Wall Street Reform and Consumer Protection Act Finance Rulemaking Broker-dealer Tower Amendment Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation
340	Microsoft Word - File No SR-MSRB[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-25 09:55:13 Municipal Securities Rulemaking Board Finance U.S. Securities and Exchange Commission Mutual fund Financial economics Investment Self-regulatory organizations

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